Personnel Hong Kong SFC License Details (ID 2342961)

Personnel Hong Kong SFC License Details (ID 2342961)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-09-08	2018-06-13
	Rep	Dealing in securities	2016-09-08	2018-06-13
	Rep	Advising on securities	2016-07-19	2016-07-22
	Rep	Dealing in securities	2016-07-19	2016-07-22
	Rep	Advising on securities	2016-05-30	2016-06-03
	Rep	Dealing in securities	2016-05-30	2016-06-03
	Rep	Advising on securities	2016-04-08	2016-04-14
	Rep	Dealing in securities	2016-04-08	2016-04-14
	Rep	Advising on securities	2016-02-26	2016-03-04
	Rep	Dealing in securities	2016-02-26	2016-03-04
	Rep	Advising on securities	2015-11-23	2015-12-03
	Rep	Dealing in securities	2015-11-23	2015-12-03
	Rep	Advising on securities	2015-09-18	2015-09-25
	Rep	Dealing in securities	2015-09-18	2015-09-25
abrdn Hong Kong Limited	Rep	Advising on securities	2014-11-07	2015-04-24
	Rep	Dealing in securities	2014-11-07	2015-04-24