Personnel SFC Licences and HKMA Registrations (ID 23430813)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHACOM FUTURES LIMITED	Rep	Advising on futures contracts	2024-10-16	-
	Rep	Dealing in futures contracts	2024-10-16	-
Rui Da International Asset Management (Hong Kong) Limited	Rep	Asset management	2023-10-19	2024-09-09
Rui Da International Securities (Hong Kong) Limited	Rep	Dealing in securities	2022-04-29	2024-09-09
Rui Da International Finance Holding Limited	Rep	Dealing in futures contracts	2020-02-03	2024-09-09
FUZE SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2019-07-16	2019-11-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.