Personnel Hong Kong SFC License Details (ID 23436513)

Personnel Hong Kong SFC License Details (ID 23436513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2022-10-24	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2022-10-24	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2022-07-15	2022-08-09
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-07-15	2022-08-09
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-11-04	2022-07-05
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-11-04	2022-07-05
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-07-17	2022-07-05
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2019-07-17	2022-07-05
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2019-07-17	2022-07-05