Personnel SFC Licences and HKMA Registrations (ID 23436514)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2024-06-12	-
	Rep	Dealing in securities	2024-06-12	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2019-07-17	2024-01-19
	Rep	Dealing in securities	2019-07-17	2024-01-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.