Personnel SFC Licences and HKMA Registrations (ID 2344253)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2017-10-23	-
	Rep	Dealing in securities	2017-10-23	2018-09-19
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-11-11	2017-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.