Personnel Hong Kong SFC License Details (ID 2344810)

Personnel Hong Kong SFC License Details (ID 2344810)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2024-11-14	2024-11-15
	Rep	Dealing in securities	2024-11-14	2024-11-15
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2024-11-14	2024-11-15
	Rep	Dealing in securities	2024-11-14	2024-11-15
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2015-11-13	2020-02-27
	Rep	Dealing in securities	2015-11-13	2020-02-27
	Rep	Dealing in futures contracts	2015-05-05	2015-05-15
	Rep	Dealing in securities	2015-05-05	2015-05-15
	Rep	Dealing in futures contracts	2014-11-12	2014-11-24
	Rep	Dealing in securities	2014-11-12	2014-11-24