Chen, Xiangyu (SFC:BEM067) 陳翔雨

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	RO	Advising on corporate finance	2021-07-14	-
	RO	Dealing in securities	2021-07-14	-
	Rep	Advising on corporate finance	2015-11-10	2021-07-14
	Rep	Dealing in securities	2015-11-10	2021-07-14
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2014-11-13	2015-05-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	RO	Advising on corporate finance	2021-07-14	-
	RO	Dealing in securities	2021-07-14	-
	Rep	Advising on corporate finance	2015-11-10	2021-07-14
	Rep	Dealing in securities	2015-11-10	2021-07-14
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2014-11-13	2015-05-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.