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Swanson, Jennifer Alexandra Hong Kong SFC License Details (ID 2346707)
Swanson, Jennifer Alexandra
SFC ID:
BEI188
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2019-09-23
2019-09-26
Morgan Stanley Asia Limited
Rep
Dealing in securities
2014-11-17
2014-11-22