Personnel SFC Licences and HKMA Registrations (ID 2346709)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mackenzie Investments Asia Limited	Rep	Advising on securities	2023-01-09	-
	Rep	Asset management	2023-01-09	-
Morningstar Investment Management Asia Limited	Rep	Advising on securities	2014-11-17	2022-12-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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