Personnel SFC Licences and HKMA Registrations (ID 23469082)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2024-10-10	-
CPP INVESTMENTS ASIA PACIFIC LIMITED	Rep	Dealing in securities	2022-03-22	2024-03-08
CPPIB Asia Inc.	Rep	Dealing in securities	2019-07-25	2022-03-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.