| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2025-06-02 | - |
| Rep | Dealing in securities | 2025-06-02 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-06-02 | - |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2022-04-29 | 2025-02-12 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2022-04-29 | 2025-02-12 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-03-21 | 2025-02-12 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2022-03-21 | 2025-02-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-07-25 | 2021-10-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-07-25 | 2021-10-29 |
No HKMA registrations in the collected records.