Personnel Hong Kong SFC License Details (ID 23469117)

Personnel Hong Kong SFC License Details (ID 23469117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2025-06-02	-
	Rep	Dealing in securities	2025-06-02	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-06-02	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2022-04-29	2025-02-12
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2022-04-29	2025-02-12
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-03-21	2025-02-12
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2022-03-21	2025-02-12
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2019-07-25	2021-10-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-07-25	2021-10-29