Personnel SFC Licences and HKMA Registrations (ID 2347410)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Emperor Asset Management Limited	Rep	Advising on securities	2024-01-24	-
	Rep	Asset management	2024-01-24	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2018-12-31	2025-03-25
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2014-11-18	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2014-11-18	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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