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Carroll, Gavan Mark Hong Kong SFC License Details (ID 23479766)
Carroll, Gavan Mark
SFC ID:
BOM388
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Ord Minnett Hong Kong Limited
Rep
Advising on securities
2019-07-29
2020-01-29
Rep
Dealing in securities
2019-07-29
2020-01-29