Personnel Hong Kong SFC License Details (ID 2348554)

Personnel Hong Kong SFC License Details (ID 2348554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2025-11-03	2025-11-07
	Rep	Advising on securities	2024-11-25	2024-11-30
	Rep	Advising on securities	2023-09-25	2023-09-28
	Rep	Advising on securities	2019-11-18	2019-11-22
	Rep	Advising on securities	2019-06-20	2019-06-29
	Rep	Advising on securities	2018-11-16	2018-11-24
	Rep	Advising on securities	2018-04-19	2018-04-26
	Rep	Advising on securities	2017-10-19	2017-10-27
	Rep	Advising on securities	2016-11-17	2016-11-27
	Rep	Advising on securities	2016-03-07	2016-03-13
	Rep	Advising on securities	2015-09-17	2015-09-27
	Rep	Advising on securities	2015-07-20	2015-07-26
	Rep	Advising on securities	2014-11-20	2014-11-28