Personnel SFC Licences and HKMA Registrations (ID 2348564)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2025-12-02	-
	Rep	Dealing in securities	2025-09-02	-
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2024-01-15	2025-05-23
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2020-07-07	2022-01-07
	RO	Asset management	2020-07-07	2022-01-07
	RO	Dealing in securities	2020-07-07	2022-01-07
	Rep	Advising on securities	2017-08-07	2020-07-07
	Rep	Asset management	2017-08-07	2020-07-07
	Rep	Dealing in securities	2017-08-07	2020-07-07
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2014-11-20	2017-06-27
	Rep	Asset management	2014-11-20	2017-06-27
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2014-11-20	2017-06-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.