Personnel Hong Kong SFC License Details (ID 2349246)

Personnel Hong Kong SFC License Details (ID 2349246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Chiyu International Capital Limited	RO	Advising on securities	2019-08-28	-
	RO	Dealing in securities	2019-08-28	-
	RO	Advising on corporate finance	2019-08-28	2023-02-14
	Rep	Advising on corporate finance	2019-07-15	2019-08-28
	Rep	Advising on securities	2019-07-15	2019-08-28
	Rep	Dealing in securities	2019-07-15	2019-08-28
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2019-01-02	2019-03-08
	Rep	Dealing in futures contracts	2017-12-13	2019-01-02
	Rep	Advising on securities	2017-09-13	2019-03-08
	Rep	Dealing in securities	2017-09-13	2019-03-08
NATIXIS ASIA LIMITED	Rep	Advising on securities	2017-03-08	2017-05-19
	Rep	Dealing in securities	2017-03-08	2017-05-19
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-11-21	2017-01-01