| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2025-06-17 | 2026-05-20 |
| RO | Dealing in futures contracts | 2025-06-17 | 2026-05-20 | |
| Ark Securities (Hong Kong) Limited | RO | Asset management | 2024-04-25 | - |
| RO | Advising on corporate finance | 2023-10-06 | - | |
| RO | Advising on securities | 2023-10-06 | - | |
| RO | Dealing in securities | 2023-10-06 | - | |
| Rep | Advising on corporate finance | 2019-08-01 | 2023-10-06 | |
| Rep | Advising on securities | 2019-08-01 | 2023-10-06 | |
| Rep | Dealing in securities | 2019-08-01 | 2023-10-06 |
No HKMA registrations in the collected records.