Personnel Hong Kong SFC License Details (ID 2349824)

Personnel Hong Kong SFC License Details (ID 2349824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2020-01-13	2020-01-17
	Rep	Advising on securities	2019-06-13	2019-06-22
	Rep	Advising on securities	2019-01-18	2019-01-26
	Rep	Advising on securities	2018-06-29	2018-07-05
	Rep	Advising on securities	2018-01-25	2018-02-03
	Rep	Advising on securities	2017-11-24	2017-12-02
	Rep	Advising on securities	2017-09-21	2017-09-30
	Rep	Advising on securities	2017-07-20	2017-07-30
	Rep	Advising on securities	2017-03-17	2017-03-24
	Rep	Advising on securities	2017-01-13	2017-01-21
	Rep	Advising on securities	2016-07-11	2016-07-15
	Rep	Advising on securities	2016-01-11	2016-01-18
	Rep	Advising on securities	2015-08-17	2015-08-24
	Rep	Advising on securities	2015-03-24	2015-03-29
	Rep	Advising on securities	2014-11-24	2014-12-01