Personnel Hong Kong SFC License Details (ID 2349836)

Personnel Hong Kong SFC License Details (ID 2349836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2025-11-14	-
VALUABLE CAPITAL LIMITED	Rep	Dealing in securities	2023-11-16	2024-10-09
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2021-12-28	2023-08-28
	Rep	Advising on corporate finance	2021-12-01	2023-08-28
Founder Securities (Hong Kong) Capital Company Limited	Rep	Dealing in securities	2018-07-04	2020-01-30
	Rep	Advising on corporate finance	2018-07-04	2021-08-15
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-03-24	2018-11-08
GigaMoney Limited	Rep	Dealing in securities	2016-08-29	2016-11-15
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	Rep	Advising on corporate finance	2016-08-29	2016-11-15
LUK FOOK FUTURES (HK) LIMITED	Rep	Advising on futures contracts	2015-03-03	2016-08-19
LUK FOOK SECURITIES (HK) LIMITED	Rep	Advising on securities	2014-11-24	2016-08-19
	Rep	Dealing in securities	2014-11-24	2016-08-19