Personnel SFC Licences and HKMA Registrations (ID 23502270)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-10-14	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2024-10-14	-
	Rep	Dealing in futures contracts	2024-10-14	-
	Rep	Dealing in securities	2024-10-14	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-08-02	2024-09-20
	Rep	Advising on securities	2019-08-02	2024-09-20
	Rep	Dealing in futures contracts	2019-08-02	2024-09-20
	Rep	Dealing in securities	2019-08-02	2024-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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