Personnel Hong Kong SFC License Details (ID 2350935)

Personnel Hong Kong SFC License Details (ID 2350935)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Corporate Finance Limited	RO	Advising on corporate finance	2021-06-30	-
	Rep	Advising on corporate finance	2021-04-15	2021-06-30
Lego Securities Limited	Rep	Dealing in securities	2021-04-15	2025-05-30
Pine Peak Corporate Finance Limited	RO	Advising on corporate finance	2018-11-19	2021-03-20
	Rep	Advising on corporate finance	2018-09-24	2018-11-19
	Rep	Dealing in securities	2018-09-24	2021-03-20
BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-05-14	2018-08-31
	Rep	Advising on securities	2014-11-26	2018-08-31
	Rep	Dealing in securities	2014-11-26	2018-08-31