Personnel SFC Licences and HKMA Registrations (ID 23515511)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alliance Capital Partners Limited (HK)	Rep	Advising on corporate finance	2026-04-30	-
	Rep	Dealing in securities	2026-04-30	-
Somerley Capital Limited	Rep	Advising on corporate finance	2022-12-08	2026-03-31
	Rep	Dealing in securities	2022-12-08	2026-03-31
Alliance Capital Partners Limited (HK)	Rep	Dealing in securities	2020-03-24	2022-11-18
	Rep	Advising on corporate finance	2020-03-09	2022-11-18
BETA GLOBAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-08-06	2020-02-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.