Personnel SFC Licences and HKMA Registrations (ID 23521282)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2024-06-04	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2024-06-04	-
	Rep	Dealing in securities	2024-06-04	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2022-05-16	2024-02-23
	Rep	Dealing in securities	2022-05-16	2024-02-23
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-08-07	2022-01-25
	Rep	Dealing in securities	2019-08-07	2022-01-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2019-08-07	2020-06-08
	Rep	Dealing in securities	2019-08-07	2022-01-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.