Personnel Hong Kong SFC License Details (ID 2352259)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-09-28	-
	Rep	Dealing in securities	2023-09-28	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-09-01	2023-08-18
	Rep	Dealing in securities	2021-08-26	2023-08-18
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-11-28	2021-05-10
	Rep	Dealing in securities	2014-11-28	2021-05-10