Personnel SFC Licences and HKMA Registrations (ID 23526406)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2024-01-18	-
	Rep	Asset management	2022-06-06	2023-09-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2019-08-08	2022-05-14
	Rep	Dealing in securities	2019-08-08	2022-05-14
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-08-08	2022-05-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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