Personnel Hong Kong SFC License Details (ID 23526443)

Personnel Hong Kong SFC License Details (ID 23526443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2025-08-29	-
	Rep	Dealing in securities	2025-04-16	-
	Rep	Advising on corporate finance	2025-04-16	2025-08-29
CMB International Capital Limited	Rep	Advising on corporate finance	2021-08-03	2024-11-20
	Rep	Dealing in securities	2021-08-03	2024-11-20
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2019-08-08	2021-07-05
	Rep	Advising on securities	2019-08-08	2021-07-05
	Rep	Dealing in securities	2019-08-08	2021-07-05