Personnel Hong Kong SFC License Details (ID 2352939)

Personnel Hong Kong SFC License Details (ID 2352939)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOOMING ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2023-02-02	2025-06-20
	RO	Advising on securities	2019-02-13	-
	RO	Asset management	2019-02-13	-
VISION FINANCE INTERNATIONAL COMPANY LIMITED	Rep	Advising on corporate finance	2017-11-23	2019-01-15
	Rep	Dealing in securities	2017-11-23	2019-01-15
VISION FINANCE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-03-09	2019-01-15
	RO	Asset management	2017-03-09	2019-01-15
	Rep	Advising on securities	2016-02-15	2017-03-09
	Rep	Asset management	2016-02-15	2017-03-09
China Everbright Investment Management Limited	Rep	Advising on securities	2014-12-01	2015-09-21
	Rep	Asset management	2014-12-01	2015-09-21