Personnel Hong Kong SFC License Details (ID 2352950)

Personnel Hong Kong SFC License Details (ID 2352950)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2021-12-10	2026-08-31
	Rep	Dealing in securities	2021-12-10	2026-08-31
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-12-10	2026-08-31
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-11-12	2026-08-31
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2017-11-13	2021-06-30
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-12-01	2017-07-28
	Rep	Dealing in securities	2014-12-01	2017-07-28