Personnel Hong Kong SFC License Details (ID 2352954)

Personnel Hong Kong SFC License Details (ID 2352954)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2020-09-02	-
	Rep	Dealing in securities	2020-02-06	2020-09-02
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2018-03-20	2019-12-26
	Rep	Dealing in securities	2018-03-20	2019-12-26
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2014-12-01	2018-02-01
	Rep	Advising on securities	2014-12-01	2018-02-01
	Rep	Providing automated trading services	2014-12-01	2018-02-01
	Rep	Dealing in futures contracts	2014-12-01	2018-02-01
	Rep	Dealing in securities	2014-12-01	2018-02-01