Personnel Hong Kong SFC License Details (ID 2352956)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-04-04	2019-04-10
	Rep	Advising on securities	2018-05-30	2018-06-02
	Rep	Advising on securities	2015-11-03	2015-11-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-12-01	2014-12-02
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-12-01	2014-12-02
	Rep	Dealing in securities	2014-12-01	2014-12-02