Personnel Hong Kong SFC License Details (ID 23531608)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2023-11-07	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2019-08-09	2023-10-15
	Rep	Advising on securities	2019-08-09	2023-10-15
	Rep	Dealing in securities	2019-08-09	2023-10-15