| Hong Xiang Securities Hong Kong Company Limited | RO | Advising on securities | 2025-03-03 | - |
| RO | Dealing in securities | 2025-03-03 | - |
| Going Securities Limited | RO | Advising on futures contracts | 2024-01-23 | 2024-10-15 |
| RO | Dealing in futures contracts | 2024-01-23 | 2024-10-15 |
| Rep | Asset management | 2023-10-10 | 2023-11-23 |
| RO | Advising on securities | 2023-10-10 | 2024-10-15 |
| RO | Dealing in securities | 2022-06-30 | 2024-10-15 |
| Rep | Advising on futures contracts | 2021-10-25 | 2024-01-23 |
| Rep | Dealing in futures contracts | 2021-10-25 | 2024-01-23 |
| Kaisa Asset Management Limited | Rep | Asset management | 2020-09-24 | 2021-09-17 |
| Rep | Advising on securities | 2020-04-27 | 2021-09-17 |
| Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2020-03-26 | 2021-09-17 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2020-03-21 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-07 | 2020-03-21 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-12-02 | 2016-03-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-02 | 2016-03-30 |