Personnel Hong Kong SFC License Details (ID 2353579)

Personnel Hong Kong SFC License Details (ID 2353579)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YAX (Hong Kong) Limited	Rep	Providing automated trading services	2025-01-27	2025-06-01
	Rep	Dealing in securities	2025-01-27	2025-06-01
TIGER BROKERS (HK) GLOBAL LIMITED	Rep	Advising on futures contracts	2023-02-22	2025-04-02
	Rep	Advising on securities	2023-02-22	2025-04-02
	RO	Dealing in futures contracts	2022-11-17	2025-04-02
	RO	Dealing in securities	2022-11-17	2025-04-02
	Rep	Dealing in futures contracts	2022-08-09	2022-11-17
	Rep	Dealing in securities	2022-08-09	2022-11-17
CMB INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2020-03-23	2022-03-31
CMB International Securities Limited	RO	Dealing in securities	2020-03-23	2022-03-31
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-10-09	2020-03-23
CMB International Securities Limited	Rep	Dealing in securities	2019-10-09	2020-03-23
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-02-11	2019-08-14
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-02-11	2019-08-14
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2015-07-21	2019-01-22
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-12-02	2019-01-22