Sun, Steve Donald

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-12-02	-
	Rep	Dealing in securities	2016-10-31	2016-11-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-02	2016-02-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-12-02	-
	Rep	Dealing in securities	2016-10-31	2016-11-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-02	2016-02-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.