Personnel Hong Kong SFC License Details (ID 23544619)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2022-02-28	2025-03-26
	Rep	Dealing in securities	2022-02-28	2025-03-26
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2022-02-28	2025-03-26
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2021-12-08	2021-12-17
Glory Sun Securities Limited	Rep	Advising on corporate finance	2019-08-13	2021-11-09