Personnel SFC Licences and HKMA Registrations (ID 23544638)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGS SECURITIES LIMITED	RO	Advising on securities	2020-12-24	-
	RO	Asset management	2020-12-24	-
	RO	Dealing in securities	2020-12-24	-
JINGDONG SECURITIES LIMITED	RO	Advising on securities	2019-08-13	2020-12-18
	RO	Asset management	2019-08-13	2020-12-18
	RO	Dealing in securities	2019-08-13	2020-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.