Personnel Hong Kong SFC License Details (ID 2354645)

Personnel Hong Kong SFC License Details (ID 2354645)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Chengtong (Hong Kong) Asset Management Company Limited	RO	Advising on securities	2025-02-10	-
	RO	Asset management	2025-02-10	-
	RO	Dealing in securities	2025-02-10	-
	Rep	Advising on securities	2020-06-09	2025-02-10
	Rep	Asset management	2020-05-06	2025-02-10
	Rep	Dealing in securities	2020-05-06	2025-02-10
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2018-10-04	2020-03-31
	Rep	Advising on corporate finance	2016-04-08	2018-08-31
	Rep	Dealing in securities	2016-04-08	2020-03-31
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2014-12-04	2016-04-04
	Rep	Dealing in securities	2014-12-04	2016-04-04