Personnel Hong Kong SFC License Details (ID 23549301)

Personnel Hong Kong SFC License Details (ID 23549301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2021-08-26	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2020-07-02	2021-07-16
	Rep	Advising on corporate finance	2020-06-30	2021-07-16
	Rep	Dealing in securities	2020-06-30	2021-07-16
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-08-14	2020-06-12
	Rep	Dealing in securities	2019-08-14	2020-06-12
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-08-14	2020-06-12