Personnel SFC Licences and HKMA Registrations (ID 23553991)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2021-06-10	-
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2019-08-15	2021-05-25
	Rep	Dealing in securities	2019-08-15	2021-05-25
BOCOM International Securities Limited	Rep	Advising on securities	2019-08-15	2021-05-25
	Rep	Dealing in securities	2019-08-15	2021-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.