Personnel Hong Kong SFC License Details (ID 23558775)

Personnel Hong Kong SFC License Details (ID 23558775)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2026-05-20	-
Morgan Stanley Asia Limited	RO	Dealing in securities	2020-04-02	2025-04-07
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2020-04-02	2025-04-07
	RO	Dealing in futures contracts	2020-04-02	2025-04-07
	RO	Dealing in securities	2020-04-02	2025-04-07
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-08-16	2020-04-02
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2019-08-16	2020-04-02
	Rep	Dealing in futures contracts	2019-08-16	2020-04-02
	Rep	Dealing in securities	2019-08-16	2020-04-02