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Harter, James Hassett Hong Kong SFC License Details (ID 23558776)
Harter, James Hassett
SFC ID:
BOR939
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on corporate finance
2019-08-16
2020-07-17
Rep
Dealing in securities
2019-08-16
2020-07-17