Personnel SFC Licences and HKMA Registrations (ID 2356109)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AVALOK CAPITAL LIMITED	RO	Advising on securities	2025-03-05	-
	RO	Asset management	2017-10-11	-
	RO	Dealing in securities	2017-10-11	2024-05-13
	Rep	Advising on securities	2017-02-27	2025-03-05
	Rep	Asset management	2014-12-08	2017-10-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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