Personnel SFC Licences and HKMA Registrations (ID 2356133)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Athos Capital Limited	Rep	Asset management	2025-07-17	-
Ghisallo Capital Management (HK) Limited	RO	Asset management	2024-11-29	2024-12-09
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2023-08-29
	Rep	Advising on corporate finance	2014-12-08	2016-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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