| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2026-01-09 | - |
| Rep | Dealing in futures contracts | 2026-01-09 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2026-01-09 | - |
| Rep | Dealing in securities | 2026-01-09 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-07-06 | 2025-12-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-07-06 | 2025-12-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-06-25 | 2025-12-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-06-25 | 2025-12-10 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-10 | 2021-03-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-12-10 | 2021-03-31 |