Pong, Wing In 龐穎妍

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Broad Capital Limited	RO	Advising on securities	2024-04-12	-
	RO	Asset management	2024-04-12	-
	Rep	Asset management	2021-05-26	2024-04-12
Tongfang Securities Limited	Rep	Asset management	2020-01-13	2020-03-13
GRAND FIRE SECURITIES LIMITED	Rep	Asset management	2019-08-20	2020-01-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Broad Capital Limited	RO	Advising on securities	2024-04-12	-
	RO	Asset management	2024-04-12	-
	Rep	Asset management	2021-05-26	2024-04-12
Tongfang Securities Limited	Rep	Asset management	2020-01-13	2020-03-13
GRAND FIRE SECURITIES LIMITED	Rep	Asset management	2019-08-20	2020-01-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.