Personnel Hong Kong SFC License Details (ID 23575367)

Personnel Hong Kong SFC License Details (ID 23575367)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Advising on securities	2026-01-08	-
	Rep	Dealing in securities	2026-01-08	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2022-07-08	2025-10-09
	Rep	Dealing in securities	2022-07-08	2025-10-09
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2021-06-21	2022-06-18
	Rep	Asset management	2021-06-21	2022-06-18
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-05-20	2022-06-18
	Rep	Dealing in securities	2021-05-03	2022-06-18
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2019-08-20	2021-04-16