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Personnel Hong Kong SFC License Details (ID 23575391)
Personnel
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SFC Licenses
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SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ROCIM Limited
Rep
Asset management
2019-12-19
2021-03-31
J.P. MORGAN BROKING (HONG KONG) LIMITED
Rep
Advising on securities
2019-08-20
2019-09-12