Personnel Hong Kong SFC License Details (ID 2357898)

Personnel Hong Kong SFC License Details (ID 2357898)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2026-05-13	-
	RO	Dealing in securities	2026-05-13	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2021-12-29	2025-10-17
	Rep	Dealing in securities	2021-12-13	2025-10-17
	Rep	Advising on corporate finance	2021-11-19	2021-12-29
Mont Avenir Capital Limited	RO	Dealing in securities	2021-03-09	2021-09-09
	Rep	Dealing in securities	2020-05-26	2021-03-09
	RO	Advising on corporate finance	2020-03-03	2021-10-26
	Rep	Advising on corporate finance	2019-08-06	2020-03-03
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2015-02-12	2019-05-02
	Rep	Dealing in securities	2015-02-12	2019-05-02
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2014-12-11	2015-01-17