| OPEN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2025-12-17 | 2026-02-01 |
| Rep | Asset management | 2025-12-17 | 2026-02-01 |
| Open Securities Limited | Rep | Advising on securities | 2025-12-17 | 2026-02-01 |
| Rep | Dealing in securities | 2025-12-17 | 2026-02-01 |
| SBI China Capital Financial Services Limited | RO | Advising on securities | 2024-12-03 | 2025-11-30 |
| RO | Asset management | 2024-12-03 | 2025-11-30 |
| RO | Dealing in securities | 2024-12-03 | 2025-11-30 |
| Rep | Advising on securities | 2024-10-29 | 2024-12-03 |
| Rep | Asset management | 2024-10-29 | 2024-12-03 |
| Rep | Dealing in securities | 2024-10-29 | 2024-12-03 |
| UNITED ZONE INVESTMENT LIMITED | RO | Advising on securities | 2022-03-01 | 2024-05-03 |
| RO | Asset management | 2022-03-01 | 2024-05-03 |
| RO | Dealing in futures contracts | 2022-03-01 | 2024-05-03 |
| RO | Dealing in securities | 2022-03-01 | 2024-05-03 |
| SunPlus Capital Limited | RO | Advising on securities | 2020-09-08 | 2021-11-29 |
| RO | Asset management | 2020-09-08 | 2021-11-29 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-09-19 | 2020-03-31 |
| Rep | Dealing in securities | 2018-09-19 | 2020-03-31 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2018-05-17 | 2018-09-02 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-08 | 2018-09-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-23 | 2018-09-02 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-09-15 | 2018-09-02 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-09-15 | 2018-09-02 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-09 | 2017-09-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-09 | 2017-09-04 |
| Lee Kee Store Company Limited | Rep | Dealing in futures contracts | 2015-06-24 | 2015-07-03 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-11 | 2015-05-01 |