Personnel SFC Licences and HKMA Registrations (ID 23579959)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG SECURITIES LIMITED	Rep	Advising on securities	2019-08-22	-
	Rep	Dealing in securities	2019-08-22	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AB7078

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
恒生銀行有限公司	Dealing in securities	Non-EO	INVESTMENT SERVICES	2005-08-11	—	Current
恒生銀行有限公司	Advising on securities	Non-EO	INVESTMENT SERVICES	2005-08-11	—	Current
恒生銀行有限公司	Providing automated trading services	Non-EO	INVESTMENT SERVICES	2005-08-11	—	Current
恒生銀行有限公司	Advising on securities	Non-EO	—	2004-11-15	2005-07-31	Former
恒生銀行有限公司	Dealing in securities	Non-EO	—	2003-04-01	2005-07-31	Former
恒生銀行有限公司	Providing automated trading services	Non-EO	—	2003-04-01	2005-07-31	Former